Compliance Assistant / Brokerage recruitment

Our client, International Brokerage Company is looking for a compliance assistant to join their compliance team. The individual would be assisting in providing guidance and support to the business, senior management and international offices.Duties Include:Assisting Head of Compliance in the day to day duties of the compliance departmentMonitoring of day to day calls Monitoring of current law and regulations with UK and GermanyOrder sourcing and running exception reportsFollowing trade flow from order through execution to trade bookingConducting on-boarding processes and KYC work for new clientsAbility Read more […]

January 16, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Assistant / Brokerage recruitment