Compliance Assistant Manager recruitment
The Company Our client is a Swiss wealth management institution offering services to private and institutional clients in the management of financial assets. They have presence in 29 locations in Europe, Asia and the Middle East and the Americas. The role This role requires you to be responsible for general compliance and full spectrum of AML. Ideally you will have both retail and private banking experience.Your Profile To be successful in this role, you must be a Degree holder with at least 3-5 years of experience in Compliance within a private banking space. You must be hardworking and possess Read more […]
Compliance Assistant Manager recruitment
This award winning accountancy practice is seeking to hire a Compliance Assistant Manager to join them on a permanent basis in their London office. Your responsibilities will include but not be limited to conducting internal compliance reviews, implementing changes to current procedures to ensure legislation is adhered to, acting as lead liaison with reviewers during inspections from the institutes, establishing an efficient compliance and technical function throughout the business, cleansing and updating the IPS system with up to date guidelines and progress report letters while also providing Read more […]
Compliance Assistant Manager recruitment
Compliance Assistant Manager- Hong KongA leading Asset Management Organisation in Hong Kong seeks a Compliance Assistant Manager with 3-4 years experience, 12 month fixed term contract. Reporting to the Head of Compliance you will be responsible for but not limited to the following activities: oversight of the issues management processdeveloping risk profiles, KRI’s and control certificationsdriving business activities through the compliance processadvising the business on any regulatory changes and how this may affect existing policy and procedures The successful candidate will have: 3-4 Read more […]
Compliance Assistant Manager recruitment
Compliance Assistant ManagerPermanent roleSalary: 40k – 50kLocation: DublinOur client is a leading financial institution here in Ireland and abroad. On their behalf we are actively seeking Officers, Assistant Managers and Managers to join their Regulatory Management Team.Analyse compliance incidents and report with recommendation to Senior ManagementComplete reviews of controls procedures and processes for all area’s within the Business UnitUnderstanding of Law, regulation and best practice when it comes to Counter Terrorist Financing, Anti Money Laundering, Sanctions and Conducts of BusinessEnsure Read more […]