Compliance Attorney recruitment
A Multi-strategy Hedge Fund is seeking a Compliance Attorney that will provide trading counsel to the investment staff. A primary role of this employee will be to vet the information that is received by the analyst team, enforce trading restrictions and escalate matters to the CCO and/or GC as necessary. Duties:• Conduct compliance training and monitor regulatory developments affecting the firm’s trading operation. • Assist with enforcing compliance policies.• Assist with monitoring regulatory developments and updating compliance policies/procedures as required.• Assist with Read more […]
February 4, 2012
• Tags: Compliance, Compliance Attorney recruitment, Legal careers in the USA • Posted in: Financial • Comments Off on Compliance Attorney recruitment