Regulatory/Compliance Business Analyst – Equity Derivatives Trading recruitment
Global Financial firm is seeking a Senior Business Analyst with Regulatory/Compliance experience for their Equity Derivatives Trading Desk. Candidates must have expertise in U.S. trading regulations and market structure issues, including: Reg SHO, Reg ATS, Reg NMS, Reg M, Distributive Linkage, Market Access Rule, circuit breakers, best execution, trade reporting, OATS, Rule 15a-6, Large Trader Reporting Rule, Limit up/Limit Down Rule, Institutional Suitability Rule, information barriers, etc. This is a Fulltime role located in New York City.Requirements and responsibilities include:5-10 Read more […]
Compliance Business Analyst
You will have the primary responsibility for identifying, quantifying, planning and controlling all business analysis activities related to Change Management. Key responsibilities will include; Producing project briefs; Identifying and recommending action to resolve risks and issues; Designing and implementing process and procedural changes; Managing communications with stakeholders; Initiating, formulating and presenting recommendations based on analysis. The ideal candidate will have previous business analysis and/or project management experience. Understanding of Prince 2 is essential. A knowledge Read more […]