Vice President, Compliance & Control, Investment Bank recruitment
Reporting to the APAC Head of Compliance, you will have full responsibility for the implementation of a global compliance policy and procedures across the regional offices – Hong Kong, Singapore, China, Taiwan, Korea. You will review sales and trading activities across the equities business and highlight transaction activity that may run contrary to policy and regional regulatory requirements. You will maintain and improve the current risk and controls framework and set up a system of alerts, determining their threshold in order to identify potential breaches of regulations and/or policy. In order Read more […]
May 16, 2012
• Tags: Compliance & Control, Investment Bank recruitment, Risk Management careers in the Hong Kong SAR, Vice President • Posted in: Financial • Comments Off on Vice President, Compliance & Control, Investment Bank recruitment