Compliance Control Room Manager – Investment Banking recruitment
Our client, a global financial institution is looking for a compliance control room manager to join their control room and work with the business and other departments to mitigate regulatory risks and facilitate the compliance culture.Duties Include: • Responsible for enforcing procedures designed to prevent and detect the misuse of material non-public information and managing conflicts. • Reviewing and approving research in accordance with the regulatory and internal guidelines • Develop maintain and implement Chinese Walls policies for the business • Facilitate approval and Read more […]
June 12, 2012
• Tags: Compliance Control Room Manager, Investment Banking, Investment Banking recruitment, M & A careers in the UK • Posted in: Financial • Comments Off on Compliance Control Room Manager – Investment Banking recruitment