Compliance Executive – Monitoring recruitment
Invesco are one of the UK’s largest independent investment management organisations. We are a global organisation with offices in over 20 countries and over 7000 employees around the world.We like to think our employees are best in class and we focus on rewarding employees on merit. The expectations are high but in return we put a great deal of effort into creating a first-class working environment. We consider that by working together we can achieve more. We treat one another with respect and value a collaborative environment. We welcome the different ideas, perspectives and expertise our employees Read more […]
Compliance Executive – Based in Reading recruitment
This role will focus on logging, reviewing and monitoring third party agent registrations, as well as reporting on progress and liaising with Members and third party agents on registration and compliance matters. The role will also have responsibility for driving PCI DSS compliance at third parties including managing the web listing of PCI DSS Validated service providers, educating and communicating with Members, Qualified Security Assessors and third parties.As most member and third party compliance issues are highly contentious, involving considerable commercial interests and merchant relationships, Read more […]
Compliance Executive / Asst Manager (2+ years and above) – Singapore recruitment
Our client, a renowned international insurance company, seeks a high calibre candidate to investigate sales practices and ensure compliance with prescribed market and business conduct for distribution channels.Responsibilities:Investigate allegations against the firm’s representatives’ sales practices and maintain discipline and compliance to prescribed market and business conduct for the distribution channelsPrepare and analyze management information and highlight any potential breaches due to non-compliance or improper sales practice or conduct of the representativesEngage representatives and Read more […]
Compliance Executive – Post Trade – Thames Valley recruitment
Compliance Executive/Senior Compliance Executive – Post Trade Compliance – £DOE A leading Investment Management house is currently seeking to hire a Post Trade Compliance expert to join their Henley based compliance team. The compliance executive will provide oversight and support to senior management on post trade compliance matters and business impact. Coming from an Accounting/Audit or Financial Services background the Compliance Executive will have extensive exposure to investment management and will be experience of working within a Post-Trade environment.Key Responsibilities: *Monitoring Read more […]