Compliance Executive- Private Banking (4 months contract) recruitment

DUTIES Private Banking (PB) Compliance takes an active role in guiding the regional manager to supervise the PB business, and works closely with PB Investment Professionals on a day-to-day basis. Advice given includes in areas such as evaluation of risk profile and suitability of products, account supervision and approval, assessing client background and suitability, compliance with selling restrictions and handling client complaints.SKILLS We are looking for candidates who will assist in providing compliance support to the PB business which would include addressing day-to-day questions and Read more […]

February 4, 2012 • Tags: , • Posted in: Financial • Comments Off on Compliance Executive- Private Banking (4 months contract) recruitment