Compliance Generalist recruitment

Our Client is seeking a Compliance generalist to join their small and flexible team, to cover all aspects of compliance for the UK office. The role requires a high degree of interaction with other member of the team, and the main function will be advising and monitoring the bank’s staff and trading activities. Responsibilities to include: · Compliance monitoring programme· Ad hoc business reviews· Drafting of policies and procedures· Compliance Control Room duties· General advisory · FSA registrations Skills / Knowledge Required · General knowledge of Trading Floor products (equity and Read more […]

March 4, 2012 • Tags: , • Posted in: Financial • Comments Off on Compliance Generalist recruitment