4 mths contract, Asst Manager, Compliance (Investment Mgmt MNC) recruitment

Responsibilities Ensures compliance programs are reasonably designed and adequate to achieve compliance with regulations and internal procedures/policiesProvides advisory support to the business regarding compliance and regulatory mattersProvides compliance support to business regarding portfolio monitoring, performance reporting and review and approval of marketing materialsResponsible for all regulatory reporting, licensing and KYC/AML mattersAssist in ad hoc projects and proactively identify areas of risks and non compliance Requirements Degree holder with at least 5 years of Read more […]

March 9, 2012 • Tags: , , , • Posted in: Financial • Comments Off on 4 mths contract, Asst Manager, Compliance (Investment Mgmt MNC) recruitment