Compliance & Legal Associate recruitment
The primary responsibility for the successful candidate will be to coordinate with and advise business professionals and the US offices on compliance and regulatory issues, including, specifically:• Ensure FSA regulated office continues to conform to FSA policies and coordinate FSA filings including any updates any changes in law/regulation (e.g. Remuneration Code, AIFM directive, etc)• Ongoing review of the firm’s Global Compliance and Code of Ethics (including AML and market abuse) for European specific issues and training for all firm personnel (all new joiners trained; all staff given Read more […]
January 22, 2012
• Tags: Compliance & Legal Associate recruitment, Hedge Funds careers in the UK • Posted in: Financial • Comments Off on Compliance & Legal Associate recruitment