Compliance & Legal Manager (Exclusive Mandate) recruitment

As you would expect, this role covers a broad range of duties including (but not limited to):• Maintaining the policies, procedures, systems and controls to meet appropriate regulatory, risk management and governance standards, building and embedding additional controls as required • Performing comprehensive and systematic testing of procedures to meet regulatory, compliance and business needs • Reviewing new business initiatives and assessing their regulatory implications• Managing the compliance timetable to ensure reporting and submission deadlines are met• Advising staff on regulatory Read more […]

August 14, 2012 • Tags: , • Posted in: Financial • Comments Off on Compliance & Legal Manager (Exclusive Mandate) recruitment