Compliance Manager (10+ years) – Risk/Insurance Brokerage – Singapore recruitment
Primary Responsibilities:Accountable for ensuring participation and execution of compliance standards in the areas of compliance policy enforcement, professional standards, client service agreements, EO, and learning (HR).Responsible for conducting process reviews with members of the local office and/or department compliance network to ensure transparency processes and procedures are effectively implemented and utilized.Responsible for implementing an effective EO network and ensuring effective processes exist to address EO Prevention (Pre Loss) and Mitigation (Early Intervention Committee Reviews Read more […]