Compliance Manager- 5 years + experience- Investment Bank recruitment

Our client, a top investment bank is looking for a compliance manager in central compliance to be based in Hong Kong. Role: Licensing and Registration – 5 years + compliance experience Duties: – responsible for licensing and registration requirements of the company, the responsible officers and employees. – deal with regulatory authorities on licensing matters. – maintain policies for exsiting business products or activities. – assist the compliance department in creating, implementing and conducting Professional training programs. – assist in KYC and client account opening with regards to documentations Read more […]

May 11, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Manager- 5 years + experience- Investment Bank recruitment