Maternity Cover, Compliance Manager (6-9 months) recruitment

The responsibilities of the individual in this position include: Support primary contact for nominated business areas. Undertake or assist with ad hoc project work, investigations/reviews, providing analysis and making recommendations. Answer queries from the business around applicable regulations, exchange rules and internal compliance policies and procedures. Undertake desk reviews of nominated business areas and assist with or lead, as required, reviews of specified aspects of business activity across the firm. Act as primary contact for specified areas for certain regulators, exchanges Read more […]

July 23, 2012 • Tags: , , • Posted in: Financial • Comments Off on Maternity Cover, Compliance Manager (6-9 months) recruitment