Compliance Manager Asset Management (Fixed-term Contract) recruitment
Responsibilities:Develop and implement operational, financial and monitoring reviews and procedures to improve operational efficiency and controlLead on-going development of compliance monitoring programs that are used for monitoring assignmentsAdvise business functions to ensure compliance with rules and regulationMonitoring investment restrictions of retail funds/MPF funds/ institutional mandateReview marketing materialsLiaise with regulatory enquiries and reportsProvide advice and recommendations on compliance related mattersRequirements:Degree holder with 3+ years working experience, preferably Read more […]
February 14, 2012
• Tags: Asset Management careers in the Hong Kong SAR, Compliance Manager Asset Management (Fixed-term Contract) recruitment • Posted in: Financial • Comments Off on Compliance Manager Asset Management (Fixed-term Contract) recruitment