Compliance Manager (Exclusive) recruitment
You will hold overall responsibility for the firm’s compliance function in London and be registered as CF10 11, involving reviewing the firm’s London business, managing compliance and reporting to the Global Head of Compliance Risk on the following areas:• Applicability of all areas of the FSA handbook to the firm and its activities including senior management arrangements, conduct of business, training competence, money laundering and market abuse• Development and maintenance of the compliance monitoring programme including the underlying risk assessment framework• Adherence to Read more […]
August 17, 2012
• Tags: Asset Management careers in the UK, Compliance Manager (Exclusive) recruitment • Posted in: Financial • Comments Off on Compliance Manager (Exclusive) recruitment