Compliance Manager Job in Sutton Coldfield, Midlands Uk
Compliance ManagerGeneral Responsibilities.• Ensure that the firm maintains accurate, detailed and up to date compliance records across all areas of the firm’s business • Ensure the firm can respond to requests for information from the FSA and provide the requisite notifications to the FSA.• Report to the firm’s senior management team on a regular basis on all relevant compliance issues. • Produce a formal annual compliance and Financial Crime/Money Laundering Report for the firm’s senior management.• Comply with the Financial Services and Markets Act 2000, the FSA Statements of Principle Read more […]
March 6, 2011
• Tags: Compliance Manager Job in Sutton Coldfield, Midlands Uk • Posted in: General • Comments Off on Compliance Manager Job in Sutton Coldfield, Midlands Uk