VP, Compliance Manager recruitment
An exciting position exists for a senior compliance professional to join a very reputable and established bank in Singapore. Reporting to the head of compliance, this position comes with an attractive work scope, excellent remuneration package and is primarily focused on the Corporate and Investment Banking business.Key Responsibilities Include:Provide timely compliance advice to management and business units on local regulations, laws, policies and the impact these have on the business ensuring complete control and commitment to local requirements at all times, including new product reviews and Read more […]
COMPLIANCE MANAGER recruitment
• Hedge Fund• Based in SingaporeReporting to the Asia Head of Compliance, your main task is to provide a complete compliance advisory service for the business operations in Singapore office (and the rest of Asia region). Your daily routines include acting as a primary contact in handling regulatory inquiries from the MAS; enforcing and administering the policies and procedures in accordance with regulatory requirements and the firm’s policy; working closely with other business units on new products approval and as well as managing all compliance-related ad hoc projects, when necessary.To Read more […]
Compliance Manager recruitment
Due to my client’s impressive growth, a compliance manager position is being made available in the current compliance team to manage the growing expansion. JOB SUMMARY • Develop, formalize and maintain the Policies and Procedures of the various Business Units • Monitor, review and evaluate policy implementation and its impact on service delivery and performance. • Ensure that controls are being executed and performed according to design and that all possible risks that the Business units are faced with. • Constantly communicate with internal stakeholders an understanding of Read more […]
Mumbai – Compliance Manager recruitment
Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. Risk Management Group personnel liaise closely with all operating areas to ensure risks are understood and properly managed.This role has responsibility for the administration of a number of key bank-wide policies designed to ensure Macquarie fulfils its legal obligations and avoids reputation Read more […]
Compliance Manager recruitment
A Global Bank is looking for a Compliance Manager for a large sclae and complex Legal and Compliance Function. The Compliance Manager will act as SME for the function and will work heavily with the Business to incorporate changes to various pieces of Banking Legislation. Although this is an SME/Line role, candidates are needed who have significant Project/Change experience. Role Requirements Effective liaison and consultancy with policy and process/ procedure work package lead to feed into ‘to be’ requirements appropriately from a compliance perspectiveProvide expertise to articulate Read more […]
Assistant Vice President/Compliance Manager recruitment
JOB PURPOSE · To assist senior members of the Hong Kong Compliance Team to manage compliance risks. KEY RESPONSIBILITIES · Review, assist and coordinate with outsourcing applications. Provide advisory support where required. · Assist, coordinate and arrange with the relevant Businesses in the completion of regulatory self assessments and surveys with the stipulated deadline. · Assist in the distribution of circulars, guidelines and consultations issued by the regulators to the relevant Businesses. · Assist in handling regulatory enquiries, inspections or investigations. · Assist in Read more […]
Compliance Manager recruitment
Compliance Manager6 month FTC (Fixed Term Contract)Location: DublinSalary: 55k-65kRole:To support the Head of Compliance to ensure compliance (with):Relevant Irish and international regulations, codes of conduct, etc.With Groups Standards ManualWith Legal and Compliance standards and regulationsTo ensure that both Group and Regulatory standards are maintained. Responsibilities: To assist the Head of Compliance on the capture of regulatory changeAssist the Head of Compliance with the implementation of regulatory developments, provide guidance and advice on key aspects of regulatory change and support Read more […]
Compliance Manager recruitment
A leading Wealth Manager is growing their Professional Standards team. The team is responsible for all field reviews of their Australia-wide planner base. This is an opportunity to join a modest but highly skilled team who promote a relationship focused approach to compliance.The role reports direct to the Head of Professional Standards and will be responsible for a network of Advisors Australia wide. The role is newly created due to growth in the business and will join one other field auditor.In addition to managing a portfolio of advisors you will be expected to manage all incident reporting Read more […]
Compliance Manager recruitment
We are currently recruiting a Compliance Manager on behalf of our client, one of the UK’s leading independent Financial Services Consultancies.This is a new position for the business that will provide an oversight of Legal and Risk issues and ensuring the business adheres to FSA regulatory requirements. Working across business sectors this is an excellent opportunity to join a truly special business that prides itself on its reputation in the market and as an employer.Responsibilities will include:• Ensuring a professional, efficient and consistent Legal Risk service is provided across the Read more […]
Compliance Manager recruitment
RoleWorking for this international financial services organisation you will be part of the compliance unit which focuses on ensuring that the organisation and it’s staff conform with laws and regulations applicable across the jurisdictions that the organisation operates in. You will also assess compliance risks, guide and educate staff and perform a monitoring and reporting role. What We Are Looking For You will have proven experience in a compliance, audit or control function within a major and ideally global financial services company and have experience of dealing with cross border issues. Read more […]