Compliance Manager recruitment
This role is primarily responsible for overseeing and implementing the compliance programme for Singapore as well as getting involved with projects internationally. Some of the responsibilities will include: • Analysing the company’s regulatory compliance strategy and assisting with control recommendations • Consulting regularly with the underwriting, claims and business development teams to keep fields abreast of changes. • Consulting with business groups on strategic compliance initiatives • Continually liaising with MAS and other regional regulators • Working with Read more […]
Compliance Manager recruitment
Key Tasks: • To release the relevant accountabilities set out in internal manuals by proactively assisting management in identifying and containing compliance risk, monitoring, reporting and certification, fostering a compliance culture and optimising relations with regulators.• Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the incumbent is involved, specifically Internal Controls and Compliance policy. • Act in a manner that takes account of operational risk Read more […]
Compliance Manager recruitment
Job Responsibilities • Provide advice to business partners (front and back offices) on compliance issues and potential impact of regulatory trends and developments • Assist with the implementation of new regulatory requirements and develop amendments to the compliance program, as needed • Assist with developing and managing a robust compliance testing reporting; identifying potential compliance and/or control risks for compliance checks and control enhancements • Provide support to business and/or supporting units in the development, implementation and regular review of policies Read more […]
Compliance Manager recruitment
My client, a global financial services company has a requirement for a Compliance Manager Senior Compliance Officer to take ownership of the entire compliance function within the Singapore entity and to create a strong ethical and compliance framework for the firm. The successful candidate will be responsible for providing advice to the business on a broad range of compliance issues (‘Know your Customer’, ‘Anti-money laundering’, conduct of business, etc.) . In addition, the role will cover:* Assisting the development of policies and procedures designed to minimise the risk of breaches of legal Read more […]
Asset Management, Compliance Manager recruitment
Resposibilities: 1. Periodic review of client portfolios for compliance with investment guidelines – report and document all breaches and monitor rectification measures;2. Carry out requisite checks and reviews as stipulated in compliance manual;3. Handle all regulatory requirements in relation to fund management licence, the Securities and Futures Act, Financial Advisers Act, European Communities (Undertakings for Collective Investment in Transferable Securities Regulations) etc;4. Read more […]
Copy of AML/Compliance Manager recruitment
You will have in excess of 6 years within a similar role and be able to demonstrate a thorough understanding of AML practices.Responsibilities:Provide AML / Sanctions compliance and risk management advice to APAC branches.Assist with drafting compliance policies, procedures, guidelines and other materials.Conduct research on AML / Sanctions issues.Develop and deliver compliance training at various branches.Requirements:Minimum a degree.Legal background and / or Banking experience.AML or Sanctions compliance experience preferred.Knowledge of Mandarin / Japanese / Korean language will be a plus. Read more […]