Compliance Officer- Capital Markets recruitment
This person will oversee compliance of all Fixed Income Trading activities, administer the compliance monitoring and testing program for the firm, and act as a liaison in the collection and maintenance of all required employee disclosure and investment records necessary for corporate policies and regulations. 3 Main Areas of Duties Include:Firm’s Compliance Monitoring ProgramAnti-Money LaunderingRegistrations, Renewals and Continuing EducationRequirements:Minimum 3+ years compliance experience or comparable experience with a financial institution. Must have strong Fixed Income Product knowledge. Read more […]
January 7, 2012
• Tags: Capital Markets careers in the USA, Compliance Officer- Capital Markets recruitment • Posted in: Financial • Comments Off on Compliance Officer- Capital Markets recruitment