COMPLIANCE OFFICER REGULATORY INVESTIGATIONS recruitment
COMPLIANCE OFFICER REGULATORY INVESTIGATIONS Well established global, Chicago- based commodities brokerage firm is looking for a Compliance Officer (or Assistant Director of Compliance, depending on experience) to investigate potential trading violations, monitor the firm’s compliance with exchange and CFTC reporting requirements, and respond to regulatory inquiries, among other responsibilities. The ideal candidate will have: A minimum of three years significant experience working for a futures exchange ( or comparable regulator) conducting investigations into potential violations Read more […]
July 5, 2012
• Tags: Capital Markets careers in the USA, COMPLIANCE OFFICER REGULATORY INVESTIGATIONS recruitment • Posted in: Financial • Comments Off on COMPLIANCE OFFICER REGULATORY INVESTIGATIONS recruitment