Compliance Reviews Associate recruitment
The role is to support the firm’s identification and mitigation of compliance risk across the Equities, Fixed Income, Derivatives and Investment Banking businesses in the EMEA region through the delivery of a Compliance Review Programme. Review work will focus on compliance with all relevant regulatory requirements and internal policies and procedures. Responsibility will focus on the following areas:• Support the delivery of a robust risk based testing programme• Support the risk assessment process to identify business functions for inclusion in the annual review plan• Working with Read more […]
July 3, 2012
• Tags: Compliance Reviews Associate recruitment, Equities careers in the UK • Posted in: Financial • Comments Off on Compliance Reviews Associate recruitment