Compliance, Securities Division Compliance, Compliance Risk Control Group, Analyst/Associate, Hong Kong recruitment
The Compliance Risk Control Group (”CRCG”) is part of the Securities Division Compliance team which provides compliance coverage and support to the Equities and FICC (Fixed Income, Currency and Commodities) Sales and Trading businesses.CRCG’s primary function is to manage compliance and regulatory risk through the development and oversight of controls.CRCG helps identify and prioritize the compliance and regulatory risks across the Securities Division businesses, and works to develop and/or enhance appropriate risk control measures to mitigate such risks. The controls include preventative Read more […]
June 14, 2012
• Tags: Analyst, Associate, Compliance, Compliance Risk Control Group, Hong Kong recruitment, Risk Management careers in the Hong Kong SAR, Securities Division Compliance • Posted in: Financial • Comments Off on Compliance, Securities Division Compliance, Compliance Risk Control Group, Analyst/Associate, Hong Kong recruitment