Compliance Specialist Job in Boston 02110, Massachusetts US

Our client is recruiting for a compliance specialist who will serve as an integral part of the legal and compliance department. The compliance specialist in this role must be very familiar with equity and fixed income products.The main responsibilities include but are not limited to:- Daily monitoring of compliance alerts and analysis of client investment guidelines to determine if a guideline breach has occurred- Work with investment professionals (portfolio managers, portfolio specialists and/or client portfolio managers) to resolve guideline issues- Assist the manager in reviewing, analyzing Read more […]

January 27, 2009 • Tags: , • Posted in: General • Comments Off on Compliance Specialist Job in Boston 02110, Massachusetts US