Compliance Testing Vice President recruitment
Position Category: Legal/CompliancePosition Title: Compliance Testing Vice PresidentJob Level: Vice PresidentLocation: USA – NY – New YorkEducation Required: Bachelors DegreePosition Description:Global investment management firm seeks Compliance Professional to work as a member of the MSIM Compliance Department focusing on 38a-1 and 206(4)-7 Compliance Testing• Develop, implement and execute risk-based compliance testing to review and assess the effectiveness of the firm’s policies and procedures in compliance with Rules 38a-1 and 206(4)-7, including developing remediation plans for gaps identified Read more […]
May 9, 2012
• Tags: Compliance, Compliance Testing Vice President recruitment, Legal careers in the USA • Posted in: Financial • Comments Off on Compliance Testing Vice President recruitment