Compliance Vice President recruitment

CRT Capital Group (CRT) is a Stamford, CT-based broker-dealer that provides security brokerage and research services to over 900 institutional accounts with established counterparty relationships around the world. The Firm caters to asset managers, insurance companies, pension funds, hedge funds and investment firms with a focus on fixed income and equity securities. CRT, formerly known as Credit Research and Trading LLC, was founded in 1989 and employs approximately 150 individuals with a wide breadth and depth of industry knowledge.As part of our ongoing efforts to build a scalable and “best Read more […]

February 4, 2012 • Tags: , , • Posted in: Financial • Comments Off on Compliance Vice President recruitment

Compliance Vice President recruitment

A global private wealth management business which is part of a blue chip financial services group is looking to recruit a Compliance Vice President to work in their Compliance Advisory team. The position will report directly into the Head of Compliance for the Private Wealth Management business and include contributions to global product areas with a UK base, such as hedge funds.This role encompasses most areas within a compliance position and the daily duties will include:Providing advice to the business on compliance related topicsRepresenting compliance in the new product approval processApproving Read more […]

November 27, 2011 • Tags: , • Posted in: Financial • Comments Off on Compliance Vice President recruitment