Control Room Associate recruitment
Company Profile: A well known investment bank requires a motivated and dedicated individual to join their well respected control room team. Responsibilities: Responsible for the management, operation and compliance monitoring of the Conflicts of Interest Framework and to develop group-wide compliance policies and procedures Conduct regular compliance monitoring of control room functions including transactional conflicts, personal account dealing activity and to highlight areas for further analysis Be involved in the reviews of external documentation including market commentary and marketing Read more […]
May 25, 2012
• Tags: Compliance, Control Room Associate recruitment, Legal careers in the Australia • Posted in: Financial • Comments Off on Control Room Associate recruitment