Control Room Compliance Manager recruitment
Our client, a global financial institution is looking for a control room compliance manager to join their control room and work with the business and other departments to mitigate regulatory risks and facilitate the compliance culture.Duties Include: • Responsible for enforcing procedures designed to prevent and detect the misuse of material non-public information and managing conflicts. • Reviewing and approving research in accordance with the regulatory and internal guidelines • Develop maintain and implement Chinese Walls policies for the business • Facilitate approval and Read more […]
July 4, 2012
• Tags: Control Room Compliance Manager recruitment, Investment Banking, M & A careers in the UK • Posted in: Financial • Comments Off on Control Room Compliance Manager recruitment