Debt Capital Markets Compliance – Vice President recruitment

1. Job Objective:To co-ordinate and assist the Firm as a whole in compliance with UK legislation including FSA rules and regulations and applicable EU and overseas legal and regulatory requirements.2. Job Dimensions:The Compliance Department is a service-oriented department which provides guidance and advice to all business and support staff at the Firm, including sales, trading, research, investment banking, capital markets, financial, administration and infrastructure staff.The Department provides general transactional guidance and advice to Business Units and other staff, implements compliance Read more […]

August 19, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Debt Capital Markets Compliance – Vice President recruitment