Director Compliance recruitment
The successful person must have experience in either the USA or Europe and have Big four experience.Business Financials• Assist Finance Managers in ensuring effective financial and operational internal controls are in place and operating as designed.• Ensure all countries within the area of responsibility meet the SOX requirements.• Support local management with the documentation of key controls for all process matrices.• Support local management in the evaluation of the effectiveness of internal controls and support them in developing action plans to cover such identified gaps in Read more […]
Regional VP/Director Compliance recruitment
Main Duties• Main compliance support for the equities business, providing risk based practical commercial advice on regulatory and policy issues, development of new markets/products and providing training • Alternative support for Sales and Trading front office professionals. • Regulation and policy advice and training to the business. This includes assisting with the interpretation and practical application of MAS regulations and applicable laws. • Conduct monitoring and review programmes for the Singapore regulated entities.Key RequirementDegree educated individual with a good understanding Read more […]