Director of Compliance Job in Boston 02116, Massachusetts US

The Director of Compliance will manage processes and controls to ensure that company is compliant with their respective mandates, federal securities laws, and the compliance policies and procedures.  The position will also assist with the development of the “Compliance Program” Essential Job Duties ResponsibilitiesOversees Compliance Department staff in monitoring and maintaining compliance policies and procedures.Oversees daily portfolio compliance testing and work with Compliance Department personnel to resolve portfolio compliance incidents.  Directs compliance testing function.  Selects Read more […]

October 22, 2011 • Tags: , • Posted in: General • Comments Off on Director of Compliance Job in Boston 02116, Massachusetts US