Director of Portfolio Compliance recruitment

The team is responsible for monitoring client, regulatory and internal investment guidelines on the firm’s system throughout EMEA.Your main responsibilities will be:• Managing the processes for bringing on any new accounts or any making changes to existing accounts.• Developing robust processes/procedures.• Producing management information on all account activity.• Monitoring work allocation and delivery.• Managing your team and engaging with global teams to ensure a consistent service.• Overseeing any process or system enhancements. • Investigating any pre trade violations or Read more […]

May 12, 2012 • Tags: , • Posted in: Financial • Comments Off on Director of Portfolio Compliance recruitment