Director Regulatory Reporting recruitment
Responsibilities: • Leadership position overseeing financial and other periodic reporting submissions to various broker-dealers and banking supervisory authorities in the US. • Supervision of capital computations for the SEC, FINRA, CFTC, FED and FSA. • Principal interface between the broker-dealer and regulatory supervisors with respect to financial responsibility rules (e.g., the ANC Net Capital Rule and Customer Protection Rule) • Manages supervisory examinations relating to financial/operational matters • Analyzes new products and specific transactions for financial Read more […]
January 12, 2012
• Tags: Accounting & Finance careers in the USA, Director Regulatory Reporting recruitment • Posted in: Financial • Comments Off on Director Regulatory Reporting recruitment