DISCLOSURE OF INTEREST / SHAREHOLDING REPORTING – VP recruitment
Overseeing the Disclosure of Interest or Shareholding Reporting function of the region with various regulatory requirements such as shareholder requirements, takeovers, short-selling and industry specific requirements for the Asia region. Manage a team in completing daily activities. Research and analyze regulatory, legal and corporate compliance reporting requirements in various jurisdictions. Proactively identify, resolve and communicate compliance issues and trends. Implement processes for identifying new and existing reporting obligations and ensure that they are fulfilled on a timely basis.To Read more […]
DISCLOSURE OF INTEREST – ASSISTANT MANAGER recruitment
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking a professional to join them.Responsible for the identification, preparation and submission of regulatory ownership filings accurately and on a timely basis. Responsible for legal and regulatory research and analysis of shareholder disclosure obligations, regulated industries and limits within various jurisdictions. Proactively identify, resolve and communicate compliance Read more […]
DISCLOSURE OF INTEREST – ANALYST recruitment
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking a professional to join them.Responsible for the identification, preparation and submission of regulatory reports in compliance with various regulatory requirements, including substantial shareholder requirements, takeovers, short-selling and industry specific requirements for the Asia region. Research and analyze regulatory, legal and corporate compliance reporting Read more […]