Equities Compliance Advisory – Global Investment Bank recruitment
Job DescriptionAssist in development and maintenance of compliance policies and procedures.Conduct desk reviews and supervision of marketing activities.Assist in compliance training to the business.Implement appropriate compliance infrastructure and controls.Assist in risk assessments and provide efficient and practical advice.Assist in providing advice on new product and new business structures.Assist in risk identification of regulatory changes or business developments.The Successful Applicant5-8 years of banking experience in which 3-4 years are in compliance or SFC candidates with Intermediaries Read more […]
March 14, 2012
• Tags: Equities careers in the Hong Kong SAR, Equities Compliance Advisory, Global Investment Bank recruitment • Posted in: Financial • Comments Off on Equities Compliance Advisory – Global Investment Bank recruitment