Regulatory/Compliance Business Analyst – Equity Derivatives Trading recruitment
Global Financial firm is seeking a Senior Business Analyst with Regulatory/Compliance experience for their Equity Derivatives Trading Desk. Candidates must have expertise in U.S. trading regulations and market structure issues, including: Reg SHO, Reg ATS, Reg NMS, Reg M, Distributive Linkage, Market Access Rule, circuit breakers, best execution, trade reporting, OATS, Rule 15a-6, Large Trader Reporting Rule, Limit up/Limit Down Rule, Institutional Suitability Rule, information barriers, etc. This is a Fulltime role located in New York City.Requirements and responsibilities include:5-10 Read more […]
Associate Director, Equity Derivatives Trading recruitment
About Us:CITIC Securities, whose A shares are dual listed on the Shanghai Stock Exchange and H shares are listed on the main board of The Stock Exchange of Hong Kong Limited, is a leading investment bank in China. CITIC Securities International Company Limited, a wholly-owned subsidiary of CITIC Securities is located in the heart of Asia’s financial center – Hong Kong, we offer comprehensive financial services to individual, high-net-worth, institutional and corporate clients in providing capital market advisory services, security brokerage, equity research and asset management. Our vision Read more […]