VP – FI Compliance Advisory recruitment
AdviceProviding advice to Sales and Credit Trading staff regarding applicable laws, rules, regulations and policies and procedures on a timely basis. Reviewing transactions for compliance with the above. Escalating transactions and issues to line manager where appropriate. Documenting advice given in line with Global Markets Compliance Procedures. Conducting due diligence and providing advice regarding relationships with introducers and distributors. Dissemination of InformationDrafting and distribution of new compliance polices and procedures resulting from regulatory developments. Identifying Read more […]
December 8, 2011
• Tags: Debt, FI Compliance Advisory recruitment, Fixed Income careers in the UK, VP • Posted in: Financial • Comments Off on VP – FI Compliance Advisory recruitment