Manager, Financial Markets Compliance & Market Risk recruitment
Responsibilities ComplianceEnsure statutory and regulatory obligations of the FM business/operations are properly complied.Provide advice to business/operation units on regulatory compliance matters and develop/enhance relevant internal controls.Provide input for the development of new products and service strategies.Act as QA Supervisor in Norkom AML monitoring system.Handle ad hoc projects and drafting/preparing reports and submission.Assist to act as contact of the branch with regulatory authorities.Market RiskProvide oversight and analysis of market risk and related trading activity in the Read more […]
August 20, 2012
• Tags: Compliance, Financial Markets Compliance & Market Risk recruitment, Legal careers in the Hong Kong SAR, Manager • Posted in: Financial • Comments Off on Manager, Financial Markets Compliance & Market Risk recruitment