Financial Planning Compliance Manager (Field Audit) recruitment

A leading Wealth Manager is growing their Professional Standards team. The team is responsible for all field reviews of their Australia-wide planner base. This is an opportunity to join a modest but highly skilled team who promote a relationship focused approach to compliance.The role reports direct to the Head of Professional Standards and will be responsible for a network of Advisors Australia wide. The role is newly created due to growth in the business and will join one other field auditor.In addition to managing a portfolio of advisors you will be expected to manage all incident reporting Read more […]

July 10, 2012 • Tags: , • Posted in: Financial • Comments Off on Financial Planning Compliance Manager (Field Audit) recruitment