Control Room Compliance, Financial Services ($40-60K) recruitment
The Company With continued expansion and market growth, this well reputed Global Financial Services firm is seeking to appoint a junior to mid level compliance canddiate to support the compliance and control room function. The Role Monitoring staff trading activities; Performing investment research, investment banking products and conflicts of interest clearance; Updating and maintaining Chinese walls across the firm through the maintenance of the grey and restricted lists; Providing compliance approval for staff dealing; Reviewing and implement enhanced compliance control policies and procedures; Read more […]
July 9, 2012
• Tags: Control Room Compliance, Financial Services ($40-60K) recruitment, Investment Banking, M & A careers in the Hong Kong SAR • Posted in: Financial • Comments Off on Control Room Compliance, Financial Services ($40-60K) recruitment