Compliance Officer – Fixed Income Advisory – (Contract) recruitment
Main Responsibilities Advising on compliance and regulatory aspects of new products and participate in New Products CommitteeProactively maintain relationships and open communication with, and actively promote Compliance in front of, business lines and other control functions, providing support where necessary to address compliance requirements at earliest opportunityActive participation in the process of maintaining the risk cartography, ensuring that the inherent regulatory risks posed by business activity are determined, the mitigating factors assessed to determine the residual risk and Read more […]
April 20, 2010
• Tags: Compliance Officer, Contract recruitment, Debt, Fixed Income Advisory, Fixed Income careers in the UK • Posted in: Financial • Comments Off on Compliance Officer – Fixed Income Advisory – (Contract) recruitment