Front Office Compliance Officer – Derivatives recruitment
A highly regarded investment bank are seeking a compliance officer for their commodities and derivatives business, focusing heavily on front office sales and trading. They are a top performing bank within these markets with an experienced compliance team.Typical duties will include –Anticipating, assessing and responding to policy and legislative developments within EU US derivative markets by ensuring the firm meets its regulatory requirementsAdvising the front office on regulatory directives and exchange requirements and responding to ad-hoc queries and issues. Monitoring and surveillance Read more […]