Regulatory Compliance Officer – AVP – Global Bank (PWM) recruitment
You will join a friendly and professional team and reports to the Country Head of Compliance. This is an excellent opportunity for you to utilize all your knowledge in Banking Act, SFA/FAA and further progress your career in regulatory compliance with in a fast growing organization. You will provide advice on new business proposal; provide sign-offs on new business initiatives and new products distribution. You will review the internal policies and procedures to ensure compliance with regulatory requirements. You will also be responsible for reviewing marketing documentation to ensure compliance Read more […]