Institutional Securities Oversight Compliance – Group Manager recruitment

Position Category: Legal/CompliancePosition Title: Institutional Securities Oversight Compliance – Group ManagerJob Level: Executive DirectorLocation: USA – NY – New YorkEducation Required: Bachelors DegreePosition Description:- Manage the Institutional Surveillance Oversight group by providing daily guidance and performing reviews on surveillance work completed by ISO group members.- Communicate with senior members of Compliance and the Business regarding strategic initiatives and surveillance enhancements, metrics, findings, and themes and trends. – Work with the Business Unit and the Compliance Read more […]

August 6, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Institutional Securities Oversight Compliance – Group Manager recruitment