Head of Compliance (Hong Kong) recruitment
This candidate will oversee the Compliance activities, support the Firm’s compliance with all relevant laws and rules and to promote a compliance culture within the Hong Kong office. Responsibilities: Develops and oversees policies and procedures related to Compliance mandatesAssists in the development and education of employees related to Compliance initiativesDevelops and manages initiatives to help detect violations of the Compliance mandatesLiaise with regulators and self regulatory organizations responsible for enforcing the Compliance mandates. Involves in all inspections or investigations, Read more […]
December 11, 2011
• Tags: Compliance, Head of Compliance (Hong Kong) recruitment, Legal careers in the Hong Kong SAR • Posted in: Financial • Comments Off on Head of Compliance (Hong Kong) recruitment