Head of Compliance & Risk recruitment
My client is the overseas branch of an Asian bank. It has been in Hong Kong over 40 years. This exciting role will report to the General Manager of the branch with an additional functional reporting line to the Head of Compliance Risk at the overseas Head Office. Key responsibilities will include: 1) Regulatory compliance 2) Risk control 3) AML and terrorist financing 4) Compliance program review 5) Liaison between HK branch and all regulatory agencies 6) Liaison between HK branch and Head Office Relevant Read more […]
Head of Compliance & Risk recruitment
As a key member of the Senior Management team, the role will involve responsibility for the compliance and risk functions of this MiFID regulated firm. Duties will include:being the primary contact in all dealings with the regulator on regulatory compliance mattersadvising the business on regulatory changes and impacts on the businessmonitoring risks including calculating ICAAP on a regular basis.Candidates should:be degree qualified in law, finance or business related disciplinehave a minimum of 5 years’ experience in a regulatory compliance management role within financial serviceshave excellent Read more […]