Head of Compliance Urgently Needed! recruitment
ResponsibilitiesEnsuring that relevant compliance issues are adequately escalated. Ensure the business area conducts its activity in accordance with all relevant external regulators and retail policies.Ensure compliance with the regulatory and statutory requirements and retail compliance policies and procedures affecting the business area.Providing technical advice and compliance support to management and business to resolve compliance related issuesMaintain a compliance monitoring programmes appropriate to the business and conduct a programme of surveillance Read more […]
September 1, 2012
• Tags: Head of Compliance Urgently Needed! recruitment, Retail Banking careers in the UK • Posted in: Financial • Comments Off on Head of Compliance Urgently Needed! recruitment