Head of Compliance (Wealth Management) recruitment

Key responsibilities include:-managing team members, training/guiding them in their career development;-liaising with internal/external parties such as HO, regulatory authorities, auditors etc;-ensure overall compliance effectively, advising on business transactions, training staff members on compliance awareness etc;-approve/arbitrate on new products and services, account opening etc;-ensure submission of internal/external reports;-involved in adhoc projects.Key Criteria include:- Degree qualified (with Diploma in Compliance;- Min 10 years of relevant Compliance experience; wealth management exposure Read more […]

November 26, 2011 • Tags: , , • Posted in: Financial • Comments Off on Head of Compliance (Wealth Management) recruitment