Head of European Compliance (FSA CF10/CF11) / Retail Brokerage recruitment
Our client, an International Retail Brokerage is looking for a Head of Compliance MLRO to carry the CF10 CF11 regulated functions for the London office and provide regulatory oversight of the European offices.Reporting to Senior Management in London and abroad and performing a broad range of compliance and AML duties as well as managing a team on a day to day basisDuties Include:• Manage compliance department to meet its day to day and strategic responsibilities• Providing pro-active solutions to the business in relation to UK FSA, AML and overseas rules and regulation.• Provide transactional Read more […]
August 31, 2011
• Tags: CF11), Head of European Compliance (FSA CF10, Retail Brokerage recruitment, Trading careers in the UK • Posted in: Financial • Comments Off on Head of European Compliance (FSA CF10/CF11) / Retail Brokerage recruitment